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  • Sec.  80a-1. Findings and declaration of policy.
  • Sec.  80a-2. Definitions; applicability; rulemaking considerations.
  • Sec.  80a-3. Definitions of investment company.
  • Sec.  80a-3a. Protection of philanthropy under State law.
  • Sec.  80a-4. Classification of investment companies.
  • Sec.  80a-5. Subclassification of management companies.
  • Sec.  80a-6. Exemptions.
  • Sec.  80a-7. Transactions by unregistered investment companies.
  • Sec.  80a-8. Registration of investment companies.
  • Sec.  80a-9. Ineligibility of certain affiliated persons and underwriters.
  • Sec.  80a-10. Affiliations or interest of directors, officers, and employees.
  • Sec.  80a-11. Offers to exchange securities.
  • Sec.  80a-12. Functions and activities of investment companies.
  • Sec.  80a-13. Changes in investment policy.
  • Sec.  80a-14. Size of investment companies.
  • Sec.  80a-15. Contracts of advisers and underwriters.
  • Sec.  80a-16. Board of directors.
  • Sec.  80a-17. Transactions of certain affiliated persons and underwriters.
  • Sec.  80a-18. Capital structure of investment companies.
  • Sec.  80a-19. Payments or distributions.
  • Sec.  80a-20. Proxies; voting trusts; circular ownership.
  • Sec.  80a-21. Loans by management companies.
  • Sec.  80a-22. Distribution, redemption, and repurchase of securities; regulations by securities associations.
  • Sec.  80a-23. Closed-end companies.
  • Sec.  80a-24. Registration of securities under Securities Act of 1933.
  • Sec.  80a-25. Reorganization plans; reports by Commission.
  • Sec.  80a-26. Unit investment trusts.
  • Sec.  80a-27. Periodic payment plans.
  • Sec.  80a-28. Face-amount certificate companies.
  • Sec.  80a-29. Reports and financial statements of investment companies and affiliated persons.
  • Sec.  80a-30. Accounts and records.
  • Sec.  80a-31. Accountants and auditors.
  • Sec.  80a-32. Filing of documents with Commission in civil actions.
  • Sec.  80a-33. Destruction and falsification of reports and records.
  • Sec.  80a-34. Unlawful representations and names.
  • Sec.  80a-35. Breach of fiduciary duty.
  • Sec.  80a-36. Larceny and embezzlement.
  • Sec.  80a-37. Rules, regulations, and orders.
  • Sec.  80a-38. Procedure for issuance of rules and regulations.
  • Sec.  80a-39. Procedure for issuance of orders.
  • Sec.  80a-40. Hearings by Commission.
  • Sec.  80a-41. Enforcement of subchapter.
  • Sec.  80a-42. Court review of orders.
  • Sec.  80a-43. Jurisdiction of offenses and suits.
  • Sec.  80a-44. Disclosure of information filed with Commission; copies.
  • Sec.  80a-45. Reports by Commission; hiring and leasing authority.
  • Sec.  80a-46. Validity of contracts.
  • Sec.  80a-47. Violation of subchapter.
  • Sec.  80a-48. Penalties.
  • Sec.  80a-49. Construction with other laws.
  • Sec.  80a-50. Separability.
  • Sec.  80a-51. Short title.
  • Sec.  80a-52. Effective date.
  • Sec.  80a-53. Election to be regulated as business development company.
  • Sec.  80a-54. Acquisition of assets by business development companies.
  • Sec.  80a-55. Qualifications of directors.
  • Sec.  80a-56. Transactions with certain affiliates.
  • Sec.  80a-57. Changes in investment policy.
  • Sec.  80a-58. Incorporation of subchapter provisions.
  • Sec.  80a-59. Functions and activities of business development companies.
  • Sec.  80a-60. Capital structure.
  • Sec.  80a-61. Loans.
  • Sec.  80a-62. Distribution and repurchase of securities.
  • Sec.  80a-63. Accounts and records.
  • Sec.  80a-64. Preventing compliance with subchapter; liability of controlling persons.
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(Last updated May 8, 2002)