
From the U.S. Code Online via GPO Access
[wais.access.gpo.gov]
[Laws in effect as of January 2, 2001]
[Document not affected by Public Laws enacted between
  January 2, 2001 and January 28, 2002]
[CITE: 12USC1831l]

 
                       TITLE 12--BANKS AND BANKING
 
            CHAPTER 16--FEDERAL DEPOSIT INSURANCE CORPORATION
 
Sec. 1831l. Coordination of risk analysis between SEC and 
        Federal banking agencies
        
    Any appropriate Federal banking agency shall notify the Securities 
and Exchange Commission of any concerns of the agency regarding 
significant financial or operational risks to any registered broker or 
dealer, or any registered municipal securities dealer, government 
securities broker, or government securities dealer for which the 
Commission is the appropriate regulatory agency (as defined in section 
78c of title 15), resulting from the activities of any insured 
depository institution, any depository institution holding company, or 
any affiliate of any such institution or company if such broker, dealer, 
municipal securities dealer, government securities broker, or government 
securities dealer is an affiliate of any such institution, company, or 
affiliate.

(Sept. 21, 1950, ch. 967, Sec. 2[35], as added Pub. L. 101-432, Sec. 7, 
Oct. 16, 1990, 104 Stat. 975.)
