Department of Mathematics Carleton University Ottawa, Ontario, Canada, K1S 5B6 What is its seked?......(Answer: 5+1/25 hands). From the Rhind Papyrus.[1] PREFACE So that the reader can better understand the raison d'être of what follows, and also to decide if they agree with my views on the teaching of mathematics in the architectural curriculum, I shall first describe how the chapter, and the rest of the book, came to be written. In 1972 I was asked to teach the mathematics course for first-year students of architecture. Since I was essentially free to choose the topics for the course I decided to introduce some material dealing with the use of mathematical proportions in architecture. After a few years I discovered that much of what I had read in the literature was at best not completely evident and at the worst out and out nonsense. This in turn led to an apology to my students and a change in my own research from theoretical probability into the fields of the history of mathematics, proportionsin particular the "golden number"and what I refer to as the sociology of mathematical myths. [3] Indeed parts of what I present below are based on my own research. On the other hand the course itself came more and more oriented to what we might call applications of geometry to architecture. Together with this change in approach, I developed a book containing theory in the first part and a large collection set in the second part. [4] I felt that analysing some historical examples of proportions in the first problem chapter would not only be a good mathematical "warm-up" for the more complicated problem chapters, but would also be of particular interest to the students. As a secondary agenda, I hoped to put the students on guard against many of the dubious statements concerning proportions that appeared in the architecture literature. THE PROBLEM OF PROPORTIONS The first examplethis is explored further in Case Study 1involves the Great Pyramid. As indicated by the example cited in the opening quotation, we know that the ancient Egyptians had a well-defined theoretical method of indicating the slope of a pyramid. Now consider the drawing of the excavated base of the mastaba at Medum, Figure 1.The horizontal lines are well defined as being one cubit apart, but there is not the slighest mark to indicate how the slope was determined. In view of the ancient Egyptian mathematical texts one would suppose that the seked approach was used. However a detailed examination of the archaeological literature suggests that it far from being certain. The second exampleexplored further in Case Study 10 involves Le Corbusier's 1927 villa at Garches. What graduating architecture studentnot to mention the numerous books and articles which use it to explain Le Corbusier's infatuation with the golden numberhas not seen the view in Figure 2 that was published in Le Corbusier's Oeuvre complète? However despite the boldface formula proclaiming the use of the golden number at Garches, this drawing is what one might call a "plant", for, as I discovered in the course of my research, not only was it drawn at least eighteen months after the building was completed, but the original sketches showed that Le Corbusier used his "place of the right angle" to design the villa. Further Le Corbusier's own writing show that he had previously been extremlely critical of the use of the golden number in design [Fischler 1979; Herz-Fischler 1984]. These two examples show that even when we have pictorial and written evidence, we must act with extreme caution in deciding upon the theoretical basis of an architectural structure. Then there is of course the ever present difference between theory and practice. [5] In my opinion, these examples of difficultiesand the others that will come up in the course of the problemssuggest how we should present proportions to students of architecture. We should present proportions as the theoretical thoughts of the architects of the past and we should insist that it is much more important to think about the theoretical basis, and the mathematical techniques involved, than to engage in an endless, and ultimately futile, search for "hidden" proportions. We can now turn to the Case Studies themselves. Note that the presentation, and the questions asked, vary according to problem. The presentation depends upon whether I presenting the method as something that we definitely know something about or an example of speculation. CASE STUDIES
Case Study 2. The Round Temple
at Baalbeck.
Case Study 3. The Dome of the
Rock, Jerusalem.
Case Study 4. The Cathedral
of Milan: Ad quadratum or ad triangulum?
To understand the meaning of this question and answer, it is necesary to consider the earlier history of the construction. The church had been started and its foundation laid with a width of 96 Milanese braccia (a measurement, like the Egyptian cubit, based on the length of the forearm, the Milanese braccio was about .595 meters). The original plans called for the elevation to be determined by a simple grid system with a total height of 90 braccia. However, there was a disagreement as to the aesthetic basis as well as the practical height of the cathedral. A second architect then suggested that the height be determined by an equilateral triangle (ad triangulum) with sides equal to the width of the cathedral and work proceeded to the 28 braccia level on this basis. Later, however, work was stopped and a third (!) architect wanted to use the square (ad quadratum) as the theoretical basis, i.e., the height should equal the width. The minutes of the meeting reflect this dispute.
In fact the original "ad triangulum" plan was not followed for, as the answer says, the cathedral was to rise up to a triangle on the triangular figure". What the council had really decided was to retain the other piers at 28 braccia, but to introduce a new set of 12 braccia (the width was 96 = 8 x 12 braccia). The height was then determined by two back-to-back isosceles right triangles of base 48 braccia, each sitting at the 28 braccia level. Thus in effect the equilateral triangle was completely ignored in the final version.
Case Study 5. The Mathematical Methods of the Medieval Masons.
Figures 8 deals with the method of making templates used by a German master named Lorenz Lechler (1516) [Shelby 1972: 409 and 419]. It was based on a modular unit determined by the choir wall of the church: "Take the wall thickness of the choir, whether it be small or large, then draw squares through one another; therein you will find all templates, just as you will find them drawn in this book".
Figure 9 is taken from the Geometria Deutsch by Matthias Roriczer(1486) [Shelby 1971: 153].
Figure 10 is taken from the "Vienna Sketchbook" [Shelby 1971: 153].
Shelby givens the following method of finding the circumference of a circle, taken from Mattias Roriczer's Geometria Deutsch (1486), to show how medieval masons used step-by-step manipulation of their working tools to avoid mathematical calculations:
One place were more advanced techniques were used was in the requirement that the area of a spire be equal to the area of the ground plan, the basic figure of which was the square. Thus the mason was faced with a problem in transformational geometry, i.e., he had to construct one figure equal in area to another figure. Compare the following two methods of constructing a square equal in area to a given triangle (Figures 12 and 13). In Figure 12, taken from an anonymous 15th century work, De inquisicione capacitatis figurarum, we start with triangle abc and then draw rectangle bced. The rectangle is then divided in half by line fg. Now extend bc to h with ch = cg = ge. Draw the semicircle on bh. Line ec extended determines k. It is claimed that kc is the side of the square whose area equals that of the original triangle. On the other hand, Figure 13, taken from Matthias Roriczer's Geometria Deutsch [Shelby 1972: 413], starts with an equilateral triangle abc and then divides bc into three parts at e and d. It is claimed that ec is the side of the desired triangle.
Case Study 6. Francesco di Giorgio
Martini's System.
An example of a design based on the above system is shown in Figure 15. Case Study 7. Sebastiano Serlio's Apparent "Geometrical" Scheme.
To illustrate the above statements, Wittkower, in his Architectural Principles in the Age of Humanism, gives us the following illustration taken from Serlio's Libro primo d'architettura. (Figure 16). It appears from the diagram that the height and the width of the door were determined by the equilateral triangle and diagonals of the square, but this is not the case; the lines were added afterwards. The width of the door, the height of the door and the side of the square are in the ratio 1:2:3 in typical Renaissance "harmonic proportion".
Case Study 8. Leonardo da Vinci's
"Human Figure in a Circle"
There are several things that should be remarked. First of all, Leonardo is basing his system on the statements of Virtruvius, as mentioned in the introduction, i.e., simple proportions, circle, square. Secondly, although Leonardo's "man in a circle" is the best-known example, it is far from being the only Renaissance attempt at making a drawing based on the statement of Vitruvius [11]. The following examples that connect the "human in a circle" with letters of the alphabet are taken from Geofroy Tory's Champ Fleury (1529) [Tory 1970] (Figure 18). Case Study 9. Viollet de Duc's
"Analysis" of the Parthenon Viollet-le-Duc. Start with a pyramid such that a section parallel to one of the edges of the square base is an equilateral triangle. Now consider the triangle obtained when we take a section along the diagonal. This triangle is the one that "fits" the Parthenon. But there is absolutely no historical basis to either Viollet le Duc's solution or any of the other exotic ones that have been suggested.[12]
Case Study 10. The Place of
the "Right Angle" Figure 22 shows the facade of the type C1 houses at Stuttgart (1927) [Le Corbusier 1929: 12]. [15] According to The Modulor, Le Corbusier discovered the principle of the place of the right angle while analysing Michelangelo's Capital in Rome [Le Corbusier1968:26]. This however would appear to be another late addition to Le Corbusier's view of his life and work. [16] It should be noted that nowhere does Le Corbusier ever say what exactly the "place of the right angle" is supposed to do from a mathematical viewpoint. Le Corbusier himself, as he states, understood little of the strictly mathematical details of what he was doing and he even wrote in 1925, "I studied mathematics, but it did not help me later on. Perhaps however it helped form my intellect" [Le Corbusier 1968: 29; Herz-Fischler 1984: note 9]. What is so interesting about Le Corbusier is his interest in using mathematics and science despite his educational handicap. From a technical point of view, the "place of the right angle" may be explained by means of the diagram in Figure 23.
A word of caution is in order concerning the analysis of Le Corbusier's works involving the "place of the right angle". Namely, it is not always possible to tell where he started. Sometimes it is not clear how certain lines were drawn (see the opening quote with Case Study 11 below), and sometimes it appears that several points may have been the starting point. An example of this is Maisons La Roche-Jeanneret (1923) [Stonorov and Boesiger 1937: 68; Le Corbusier Archives, 1: nos. 15183, 15232, 15255] (Figure 24).
If we now return to drawing 1087 shown in Figure 2 and compare it with the preliminary sketch 1086 shown in Figure 20 we notice that something has been added, namely the "golden number" relationship A:B = B:(A+B). By checking the Atelier Record Book at the Foundation Le Corbusier I learned that this drawing was made at least 1-1/2 years after the plans for Garches were drawn and approximately a year after the building was completed. Interestingly in his earlier writings Le Corbusier had shown himself to be strongly against the use of the "golden number" [Herz-Fischler 1979]. Then under the influence of Ghyka's Esthétique des proportions dans la nature et dans les artswhich appeared sometime in mid-1927 and thus at a point in time when the building was finished or almost soLe Corbusier completely changed his attitude to the "golden number". Not only did he become one of the strongest advocates of the use of the "golden number", he changed his drawing of Garches so as to make readers believe that he had used it as a design principle [Herz-Fischler 1984]! Ghyka's books caused not a few peopleI being no exceptionto believe in the "golden number" both as a historical reality and as the basis of architectural design. Case Study 11. Proportion in Le Corbusier's Paintings
In addition to being an architect, Le Corbusier was a painter. Together with Amedée Ozenfant he founded the so-called "purist" school of painting in reaction to certain tendencies in Cubism. It was during this period that CharlesEdouard Jeanneret adopted the name Le Corbusier, "the crow".[17] The purist paintings of Jeanneret and Ozenfant were based on a well-defined system, which, however, varied somewhat from one period of time to another. The basic canvas size was 81 cm x 100 cm. Inside this canvas two equilateral triangles, facing in opposite directions, were drawn. The two intersections points of the triangles determined two "places of the right angle" (see Case Study 10), which in turn determined the vertices of two right triangles with a second vertex coinciding with a vertex of the equilateral triangle. The setup is shown in the diagram in Figure 25 [18]. Figure 26 shows Nature morte à la pile d'assiettes (1920), perhaps Le Corbusier's most famous painting [Le Corbusier 1968: 213, fig. 92]. Underneath we have his analysis, featuring the two equilateral triangles and the two "places of the right angle". Note that there is no "golden number" proportion in the analysis, indeed Le Corbusier's own writings show that he was strongly against the use of the golden number at that time (see Case Study 10).
Case Study 12. Le Corbusier's "Modulor".
The system of proportion known as the Modulor was first presented in the 1948 book of the same name. Although Le Corbusier used it in his later works [Le Corbusier 1968], and although it is often talked about, there are in fact few architects who actually used this system. One example is Sert's Eastwood Project on Roosevelt Island, New York City, published in the August 1976 issue of Architectural Record. Stripped of all its romantic elements, the modulor system is very straightforward: basic heights a, 2a (113 cm for the "red" series and 226 cm for the "blue" series) are chosen and one then simply multiplies these heights by increasing and decreasing powers of the "golden number" to obtain the values in the series. (The "golden number" = (1+Ö5)/2). It is often denoted by the Greek letter phi (f), but I prefer to denote it by the letter G in order to avoid entering into the controversy of the applications of the "golden number".) Thus, (likewise for 2a). The actual values are tabulated in The Modulor [Le Corbusier 1949: 82, fig. 3]. Now what makes these numbers into a "modulor system" is the fact that if we add any two numbers in the sequence we obtain the next term.. This is called the Fibonacci property.
Le Corbusier, however, was not satisfied in presenting the Modulor system in just this straightforward form. It was his desire to connect the "golden number"-based sequence with the "place of the right angle" (see Case Study 10). The solution to this may be explained in Figure 27 as follows:
[2] The school year 1983-1984 was the last time that I taught the course. The new director believed that poetry was more important than mathematics and that I should limit the mathematical level to constructing models of dodecahedra etc. I informed the chairman of the Department of Mathematics that in good conscience I could no longer teach the course. After another two years the school dropped the mathematics course and most of the other "scientific" courses from the curriculum. As the subtitle of the book suggests, I tried to teach the students how to analyse architectural objects and situations with a view to actually obtaining numerical values for the various dimensions involved. I completely eschewed such abstract topics as regular polyhedra, groups etc. return to text [3] For a complete list of my articles and books, the reader may consult my web page. return to text [4] The first part of the book dealt with the techniques and tools of solving real problems with an emphasis on a decomposition of the problems into small steps, each of which could solved by simple formulae (Phythagorean theorem, etc.). This is the "An Algorithmic Approach" referred to in the title of the book. The second part of the book was the problem section. After the first chapter on proportions came planar problems, spatial problems, true shape problems, conics, curvature and optimization. As examples, problem II.8 dealt with the overhang required to provide shade when the sun was at a certain angle; problem II. 13 dealt with difficulties (placements of columns, projectors, etc.) that I encountered in one of the Carleton School of Architecture's classrooms; problem II.28 involved the analysis of a housing project in Cluj, Rumania; II.33 with the allowable location of seats in the physics lecture halls at the University of Colorado; III.11 and III.12 were based on the Wright's Guggenheim Museum and dealt with spiral ramps, etc. return to text [5] [Howard and Longair 1982] demonstrates in a scientific and forceful way the difference between theory and practice. return to text [6] This example was kindly pointed out to me by Helmut Schade. Some color plates of Baalbek may be found in Laroche 1979: 142]. return to text [7] For an example see [Creswell 1969, I, 1: 73]. return to text [8] The records are of great interest to the modern architect for they show how little the difficulties and relationships with clients have changed in 600 years! We also remark that the pitfalls of the committee system are nothing new. To top it all off, the committee hurled invectives at the poor architect: " He served the building badly, and in the end he gave great loss and damage to the building by reason of his own malfeasance." See [Ackerman 1949: 96, footnote 42]. See also [Frankl 1945]; [Rooseval 1944] (Norwegian Architecture); and a very interesting recent book, [Padovan 1999], especially p. 181. return to text [9] For the mathematical computation at that time, see [Frankel 1945: 53 and Appendix]. The figure obtained was rounded off to 84 braccia, which gave 6 times a unit of 14 braccia. return to text [10] For related material see: [Branner 1957]; [Koop and Jones 1933]; [Shelby 1971]; [Shelby 1972]; [Shelby 1961]; [Shelby 1965]. Note: The papers by Shelby are an excellent source of additional references. return to text [11] Other examples of a "man in a circle" are given in [Wittkower 1971: 14, Plates 1-4]. return to text [12] To compare these fanciful flights of imagination with ancient techniques, see [Dinsmoor 1923-I], [Dinsmore 1923-II] and [Dinsmoor 1950]. return to text [13] The number 1086 in Figure 20 {old Figure 21} corresponds
to the number in the Atelier Record Book which is preserved in
the Fondation Le Corbusier in Paris, and it is this number which
enables us to date the drawing. This particular reproduction
is taken directly from the original microfilm in the Fondation
Le [14] Figure 21 {old Figure 22} is the only preserved preliminary sketch by Le Corbusier for Garches that shows any "regulating lines". This particular reproduction is taken directly from the original microfilm in the Fondation Le Corbusier, but some of the lines have been electronically enhanced for reproduction purposes. In the Archives reproduction not all of the lines are visible. Note in particular the triangles inside rectangles on the bottom left. return to text [15] For full details, citations and references to the various drawings with "regulating lines", see [Herz-Fischler 1984]. return to text [16] It should also be noted that Le Corbusier himself gives other versions of the discovery of the "principle", see [Herz-Fischler 1984: note 9]. For recent discussions of Le Corbusier's introduction to the method, [Vaisse 1997] and [Padovan 1999: 28, 318]. There does not seem to be any evidence that Michelangelo or anybody else used the "place of the right angle". In any case, this concept remained an important one for Le Corbusier and in 1955 he even wrote a poem about it, Poème de l'angle droit. return to text [17] On Le Corbusier's paintings, see [Wohl 1971], which contains many plates of Le Corbusier's paintings. For Ozenfant's version of the name "Le Corbusier", which differs quite markedly from that of Le Corbusier, see [Ozenfant 1968: 113]. return to text [18] For details on the system, see [Fischler 1979]. return to text REFERENCES Branner, R. 1957. Three Problems from the Villard de Honnecourt Manuscript. Art Bulletin (March 1957): 61-66. Choissy, A. 1899. Histoire d'Architecture. 2 volumes. Paris: Gauthier Villiers. Creswell, K. 1969. Early Moslem Architecture. Oxford: Oxford University Press. Dinsmoor, W. 1923-I. How the Parthenon was Planned. Modern Theory and Ancient Practice. Architecture 47: 177-180. Dinsmoor, W. 1923-II. How the Parthenon was Planned. Modern Theory and Ancient Practice. Architecture 48: 241-243 Dinsmoor, W. 1950. The Architecture of Ancient Greece. London: Batsford. Fischler, Roger. 1979. The Early Relationship of Le Corbusier to the 'Golden Number'. Environment and Planning B 6 (1979): 95-103. Frankl, P. 1945. The Secret of the Medieval Masons. Art Bulletin 27 (1945): 49-60. Hersey, George. 1976. Pythagorean Palaces. Magic and Architecture in the Italian Renaissance. Ithica, NY: Cornell University Press. To order this book from Amazon.com, click here. Herz-Fischler, Roger. 1984. Le Corbusier's 'Regulating Lines' for the Villa at Garches (1927) and Other Early Works. Journal of the Society of Architectural Historians 43 (1984): 53-59. Herz-Fischler, Roger. 2000. The Shape of the Great Pyramid. Wilfrid Laurier University Press. To order this book from Amazon.com, click here. Howard, Deborah and Malcolm Longair. 1982. Harmonic Proportion and Palladio's Quattro Libri. Journal of the Society of Architectural Historians (JSAH) 41 (1982): 116-143. Koop, D. and G. Jones. 1933. The Mediaeval Mason. Manchester: Manchester University Press. Laroche, R. 1979. Moyen Orient. Paris: Fernand Nathan. Le Corbusier Archives. 1982-. 32 volumes. New York: Garland. Le Corbusier. 1929. Tracés régulateurs. L'Architecture Vivant (Spring-Summer 1929): 12-24. Le Corbusier. 1949. Le modulor. Paris. Le Corbusier. 1968. Modulor 2. Cambridge MA: MIT Press. MacCurdy, E. 1956. The Notebooks of Leonardo da Vinci. London: Jonathan Cape. Ozenfant, A. 1968. Memoires, 1886-1962. Paris: Seghers. Padovan, R. 1999. Proportion: Science, Philosophy, Architecture. London: E &Fn Spon. To order this book from Amazon.com, click here. Panofsky, Erwin. 1968. The Codex Huygens and Leonardo da Vinci's Art Theory. London: Warburg Institute. Robertson, D. 1929. A Handbook of Greek and Roman Architecture. Cambridge: Cambridge University Press. Rooseval, J. 1944. Ad triangulum, ad quadratum. Gazette des Beaux Arts 26 (1944): 149-162. Shelby, L. 1961. Mediaeval Masons Tools I: the Level and the Plumb Rule. Technology and Culture (Spring 1961): 127-130. Shelby, : 1965. Mediaeval Masons Tools II: Compass and Square. Technology and Culture 6: 236-248. Shelby, L. 1971. Mediaeval Mason's Templates. Journal of the Society of Architectural Historians (May 1971): 140-154. Shelby, L. 1972. The Geometrical Knowledge of the Mediaeval Masons. Speculum 47 (1972): 395-421. Smithson, A. and P. Smithson. 1970. Ordinariness and Light / Urban Theories 1952-1960 and Their Application in a Building Project 1963-1970. Cambridge MA: MIT Press. Stonorov, O and W. Boesiger. 1937. Le Corbusier et Pierre Jeanneret. Oeuvre complète de 1920 à 1929. Zurich. Tory, Geofroy. 1970. Champ Fleury. 1529. Reprint, Yorkshire, England: S. R. Publishers. Vaisse, Pierre. 1997. Le Corbusier et le gothique. Revue de l'Art 124 (1997-4):17-27. Viollet-le-Duc, E. 1863. Entretiens sur l'architecture. Paris. Wittkower, Rudolf. 1971. Architectural Principles in the Age of Humanism. New York: Norton. To order the latest edition of Wittkower's classic from Amazon.com, click here. Wohl, R. 1971. Introduction. Le Corbusier, Peintre. Bale: Gallerie Beyele. RELATED SITES
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